Suitability

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SEC Grants Accelerated Approval of New FINRA Suitability Rule Securities Law Prof Blog, November 19, 2010

Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook SEC, November 17, 2010

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